UEFI on U-Boot

The Unified Extensible Firmware Interface Specification (UEFI) [1] has become the default for booting on AArch64 and x86 systems. It provides a stable API for the interaction of drivers and applications with the firmware. The API comprises access to block storage, network, and console to name a few. The Linux kernel and boot loaders like GRUB or the FreeBSD loader can be executed.

Development target

The implementation of UEFI in U-Boot strives to reach the requirements described in the “Embedded Base Boot Requirements (EBBR) Specification - Release v1.0” [2]. The “Server Base Boot Requirements System Software on ARM Platforms” [3] describes a superset of the EBBR specification and may be used as further reference.

A full blown UEFI implementation would contradict the U-Boot design principle “keep it small”.

Building U-Boot for UEFI

The UEFI standard supports only little-endian systems. The UEFI support can be activated for ARM and x86 by specifying:


in the .config file.

Support for attaching virtual block devices, e.g. iSCSI drives connected by the loaded UEFI application [4], requires:


Executing a UEFI binary

The bootefi command is used to start UEFI applications or to install UEFI drivers. It takes two parameters:

bootefi <image address> [fdt address]
  • image address - the memory address of the UEFI binary
  • fdt address - the memory address of the flattened device tree

Below you find the output of an example session starting GRUB:

=> load mmc 0:2 ${fdt_addr_r} boot/dtb
29830 bytes read in 14 ms (2 MiB/s)
=> load mmc 0:1 ${kernel_addr_r} efi/debian/grubaa64.efi
reading efi/debian/grubaa64.efi
120832 bytes read in 7 ms (16.5 MiB/s)
=> bootefi ${kernel_addr_r} ${fdt_addr_r}

When booting from a memory location it is unknown from which file it was loaded. Therefore the bootefi command uses the device path of the block device partition or the network adapter and the file name of the most recently loaded PE-COFF file when setting up the loaded image protocol.

Launching a UEFI binary from a FIT image

A signed FIT image can be used to securely boot a UEFI image via the bootm command. This feature is available if U-Boot is configured with:


A sample configuration is provided as file doc/uImage.FIT/uefi.its.

Below you find the output of an example session starting GRUB:

=> load mmc 0:1 ${kernel_addr_r} image.fit
4620426 bytes read in 83 ms (53.1 MiB/s)
=> bootm ${kernel_addr_r}#config-grub-nofdt
## Loading kernel from FIT Image at 40400000 ...
   Using 'config-grub-nofdt' configuration
   Verifying Hash Integrity ... sha256,rsa2048:dev+ OK
   Trying 'efi-grub' kernel subimage
     Description:  GRUB EFI Firmware
     Created:      2019-11-20   8:18:16 UTC
     Type:         Kernel Image (no loading done)
     Compression:  uncompressed
     Data Start:   0x404000d0
     Data Size:    450560 Bytes = 440 KiB
     Hash algo:    sha256
     Hash value:   4dbee00021112df618f58b3f7cf5e1595533d543094064b9ce991e8b054a9eec
   Verifying Hash Integrity ... sha256+ OK
   XIP Kernel Image (no loading done)
## Transferring control to EFI (at address 404000d0) ...
Welcome to GRUB!

See doc/uImage.FIT/howto.txt for an introduction to FIT images.

Configuring UEFI secure boot

The UEFI specification[1] defines a secure way of executing UEFI images by verifying a signature (or message digest) of image with certificates. This feature on U-Boot is enabled with:


To make the boot sequence safe, you need to establish a chain of trust; In UEFI secure boot the chain trust is defined by the following UEFI variables

  • PK - Platform Key
  • KEK - Key Exchange Keys
  • db - white list database
  • dbx - black list database

An in depth description of UEFI secure boot is beyond the scope of this document. Please, refer to the UEFI specification and available online documentation. Here is a simple example that you can follow for your initial attempt (Please note that the actual steps will depend on your system and environment.):

Install the required tools on your host

  • openssl
  • efitools
  • sbsigntool

Create signing keys and the key database on your host:

The platform key

openssl req -x509 -sha256 -newkey rsa:2048 -subj /CN=TEST_PK/ \
        -keyout PK.key -out PK.crt -nodes -days 365
cert-to-efi-sig-list -g 11111111-2222-3333-4444-123456789abc \
        PK.crt PK.esl;
sign-efi-sig-list -c PK.crt -k PK.key PK PK.esl PK.auth

The key exchange keys

openssl req -x509 -sha256 -newkey rsa:2048 -subj /CN=TEST_KEK/ \
        -keyout KEK.key -out KEK.crt -nodes -days 365
cert-to-efi-sig-list -g 11111111-2222-3333-4444-123456789abc \
        KEK.crt KEK.esl
sign-efi-sig-list -c PK.crt -k PK.key KEK KEK.esl KEK.auth

The whitelist database

openssl req -x509 -sha256 -newkey rsa:2048 -subj /CN=TEST_db/ \
        -keyout db.key -out db.crt -nodes -days 365
cert-to-efi-sig-list -g 11111111-2222-3333-4444-123456789abc \
        db.crt db.esl
sign-efi-sig-list -c KEK.crt -k KEK.key db db.esl db.auth

Copy the *.auth files to media, say mmc, that is accessible from U-Boot.

Sign an image with one of the keys in “db” on your host

sbsign --key db.key --cert db.crt helloworld.efi

Now in U-Boot install the keys on your board:

fatload mmc 0:1 <tmpaddr> PK.auth
setenv -e -nv -bs -rt -at -i <tmpaddr>:$filesize PK
fatload mmc 0:1 <tmpaddr> KEK.auth
setenv -e -nv -bs -rt -at -i <tmpaddr>:$filesize KEK
fatload mmc 0:1 <tmpaddr> db.auth
setenv -e -nv -bs -rt -at -i <tmpaddr>:$filesize db

Set up boot parameters on your board:

efidebug boot add -b 1 HELLO mmc 0:1 /helloworld.efi.signed ""

Since kernel 5.7 there’s an alternative way of loading an initrd using LoadFile2 protocol if CONFIG_EFI_LOAD_FILE2_INITRD is enabled. The initrd path can be specified with:

efidebug boot add -b ABE0 'kernel' mmc 0:1 Image -i mmc 0:1 initrd

Now your board can run the signed image via the boot manager (see below). You can also try this sequence by running Pytest, test_efi_secboot, on the sandbox

cd <U-Boot source directory>
pytest.py test/py/tests/test_efi_secboot/test_signed.py --bd sandbox

UEFI binaries may be signed by Microsoft using the following certificates:

Using OP-TEE for EFI variables

Instead of implementing UEFI variable services inside U-Boot they can also be provided in the secure world by a module for OP-TEE[1]. The interface between U-Boot and OP-TEE for variable services is enabled by CONFIG_EFI_MM_COMM_TEE=y.

Tianocore EDK II’s standalone management mode driver for variables can be linked to OP-TEE for this purpose. This module uses the Replay Protected Memory Block (RPMB) of an eMMC device for persisting non-volatile variables. When calling the variable services via the OP-TEE API U-Boot’s OP-TEE supplicant relays calls to the RPMB driver which has to be enabled via CONFIG_SUPPORT_EMMC_RPMB=y.

EDK2 Build instructions

$ git clone https://github.com/tianocore/edk2.git
$ git clone https://github.com/tianocore/edk2-platforms.git
$ cd edk2
$ git submodule init && git submodule update --init --recursive
$ cd ..
$ export WORKSPACE=$(pwd)
$ export PACKAGES_PATH=$WORKSPACE/edk2:$WORKSPACE/edk2-platforms
$ export ACTIVE_PLATFORM="Platform/StandaloneMm/PlatformStandaloneMmPkg/PlatformStandaloneMmRpmb.dsc"
$ export GCC5_AARCH64_PREFIX=aarch64-linux-gnu-
$ source edk2/edksetup.sh
$ make -C edk2/BaseTools
$ build -p $ACTIVE_PLATFORM -b RELEASE -a AARCH64 -t GCC5 -n `nproc`

OP-TEE Build instructions

$ git clone https://github.com/OP-TEE/optee_os.git
$ cd optee_os
$ ln -s ../Build/MmStandaloneRpmb/RELEASE_GCC5/FV/BL32_AP_MM.fd
$ export ARCH=arm
$ CROSS_COMPILE32=arm-linux-gnueabihf- make -j32 CFG_ARM64_core=y \

U-Boot Build instructions

Although the StandAloneMM binary comes from EDK2, using and storing the variables is currently available in U-Boot only.

$ git clone https://github.com/u-boot/u-boot.git
$ cd u-boot
$ export CROSS_COMPILE=aarch64-linux-gnu-
$ export ARCH=<arch>
$ make <myboard>_defconfig
$ make menuconfig



  • Your OP-TEE platform port must support Dynamic shared memory, since that’s the only kind of memory U-Boot supports for now.

[1] https://optee.readthedocs.io/en/latest/building/efi_vars/stmm.html

Enabling UEFI Capsule Update feature

Support has been added for the UEFI capsule update feature which enables updating the U-Boot image using the UEFI firmware management protocol (FMP). The capsules are not passed to the firmware through the UpdateCapsule runtime service. Instead, capsule-on-disk functionality is used for fetching the capsule from the EFI System Partition (ESP) by placing the capsule file under the EFIUpdateCapsule directory.

The directory EFIUpdateCapsule is checked for capsules only within the EFI system partition on the device specified in the active boot option determined by reference to BootNext variable or BootOrder variable processing. The active Boot Variable is the variable with highest priority BootNext or within BootOrder that refers to a device found to be present. Boot variables in BootOrder but referring to devices not present are ignored when determining active boot variable. Before starting a capsule update make sure your capsules are installed in the correct ESP partition or set BootNext.

Performing the update

Since U-boot doesn’t currently support SetVariable at runtime there’s a Kconfig option (CONFIG_EFI_IGNORE_OSINDICATIONS) to disable the OsIndications variable check. If that option is enabled just copy your capsule to EFIUpdateCapsule.

If that option is disabled, you’ll need to set the OsIndications variable with:

=> setenv -e -nv -bs -rt -v OsIndications =0x04

Finally, the capsule update can be initiated either by rebooting the board, which is the preferred method, or by issuing the following command:

=> efidebug capsule disk-update

The efidebug command is should only be used during debugging/development.

Enabling Capsule Authentication

The UEFI specification defines a way of authenticating the capsule to be updated by verifying the capsule signature. The capsule signature is computed and prepended to the capsule payload at the time of capsule generation. This signature is then verified by using the public key stored as part of the X509 certificate. This certificate is in the form of an efi signature list (esl) file, which is embedded as part of U-Boot.

The capsule authentication feature can be enabled through the following config, in addition to the configs listed above for capsule update:

CONFIG_EFI_CAPSULE_KEY_PATH=<path to .esl cert>

The public and private keys used for the signing process are generated and used by the steps highlighted below:

1. Install utility commands on your host
   * efitools

2. Create signing keys and certificate files on your host

    $ openssl req -x509 -sha256 -newkey rsa:2048 -subj /CN=CRT/ \
        -keyout CRT.key -out CRT.crt -nodes -days 365
    $ cert-to-efi-sig-list CRT.crt CRT.esl

    $ openssl x509 -in CRT.crt -out CRT.cer -outform DER
    $ openssl x509 -inform DER -in CRT.cer -outform PEM -out CRT.pub.pem

    $ openssl pkcs12 -export -out CRT.pfx -inkey CRT.key -in CRT.crt
    $ openssl pkcs12 -in CRT.pfx -nodes -out CRT.pem

The capsule file can be generated by using the GenerateCapsule.py script in EDKII:

$ ./BaseTools/BinWrappers/PosixLike/GenerateCapsule -e -o \
  <capsule_file_name> --monotonic-count <val> --fw-version \
  <val> --lsv <val> --guid \
  e2bb9c06-70e9-4b14-97a3-5a7913176e3f --verbose \
  --update-image-index <val> --signer-private-cert \
  /path/to/CRT.pem --trusted-public-cert \
  /path/to/CRT.pub.pem --other-public-cert /path/to/CRT.pub.pem \

Place the capsule generated in the above step on the EFI System Partition under the EFI/UpdateCapsule directory

Testing on QEMU

Currently, support has been added on the QEMU ARM64 virt platform for updating the U-Boot binary as a raw image when the platform is booted in non-secure mode, i.e. with CONFIG_TFABOOT disabled. For this configuration, the QEMU platform needs to be booted with ‘secure=off’. The U-Boot binary placed on the first bank of the NOR flash at offset 0x0. The U-Boot environment is placed on the second NOR flash bank at offset 0x4000000.

The capsule update feature is enabled with the following configuration settings:


In addition, the following config needs to be disabled(QEMU ARM specific):


The capsule file can be generated by using the tools/mkeficapsule:

$ mkeficapsule --raw <u-boot.bin> --index 1 <capsule_file_name>

Executing the boot manager

The UEFI specification foresees to define boot entries and boot sequence via UEFI variables. Booting according to these variables is possible via:

bootefi bootmgr [fdt address]

As of U-Boot v2020.10 UEFI variables cannot be set at runtime. The U-Boot command ‘efidebug’ can be used to set the variables.

Executing the built in hello world application

A hello world UEFI application can be built with:


It can be embedded into the U-Boot binary with:


The bootefi command is used to start the embedded hello world application:

bootefi hello [fdt address]

Below you find the output of an example session:

=> bootefi hello ${fdtcontroladdr}
## Starting EFI application at 01000000 ...
WARNING: using memory device/image path, this may confuse some payloads!
Hello, world!
Running on UEFI 2.7
Have SMBIOS table
Have device tree
Load options: root=/dev/sdb3 init=/sbin/init rootwait ro
## Application terminated, r = 0

The environment variable fdtcontroladdr points to U-Boot’s internal device tree (if available).

Executing the built-in self-test

An UEFI self-test suite can be embedded in U-Boot by building with:


For testing the UEFI implementation the bootefi command can be used to start the self-test:

bootefi selftest [fdt address]

The environment variable ‘efi_selftest’ can be used to select a single test. If it is not provided all tests are executed except those marked as ‘on request’. If the environment variable is set to ‘list’ a list of all tests is shown.

Below you can find the output of an example session:

=> setenv efi_selftest simple network protocol
=> bootefi selftest
Testing EFI API implementation
Selected test: 'simple network protocol'
Setting up 'simple network protocol'
Setting up 'simple network protocol' succeeded
Executing 'simple network protocol'
DHCP Discover
DHCP reply received from (52:55:c0:a8:4c:02)
  as broadcast message.
Executing 'simple network protocol' succeeded
Tearing down 'simple network protocol'
Tearing down 'simple network protocol' succeeded
Boot services terminated
Summary: 0 failures
Preparing for reset. Press any key.

The UEFI life cycle

After the U-Boot platform has been initialized the UEFI API provides two kinds of services:

  • boot services
  • runtime services

The API can be extended by loading UEFI drivers which come in two variants:

  • boot drivers
  • runtime drivers

UEFI drivers are installed with U-Boot’s bootefi command. With the same command UEFI applications can be executed.

Loaded images of UEFI drivers stay in memory after returning to U-Boot while loaded images of applications are removed from memory.

An UEFI application (e.g. an operating system) that wants to take full control of the system calls ExitBootServices. After a UEFI application calls ExitBootServices

  • boot services are not available anymore
  • timer events are stopped
  • the memory used by U-Boot except for runtime services is released
  • the memory used by boot time drivers is released

So this is a point of no return. Afterwards the UEFI application can only return to U-Boot by rebooting.

The UEFI object model

UEFI offers a flexible and expandable object model. The objects in the UEFI API are devices, drivers, and loaded images. These objects are referenced by handles.

The interfaces implemented by the objects are referred to as protocols. These are identified by GUIDs. They can be installed and uninstalled by calling the appropriate boot services.

Handles are created by the InstallProtocolInterface or the InstallMultipleProtocolinterfaces service if NULL is passed as handle.

Handles are deleted when the last protocol has been removed with the UninstallProtocolInterface or the UninstallMultipleProtocolInterfaces service.

Devices offer the EFI_DEVICE_PATH_PROTOCOL. A device path is the concatenation of device nodes. By their device paths all devices of a system are arranged in a tree.

Drivers offer the EFI_DRIVER_BINDING_PROTOCOL. This protocol is used to connect a driver to devices (which are referenced as controllers in this context).

Loaded images offer the EFI_LOADED_IMAGE_PROTOCOL. This protocol provides meta information about the image and a pointer to the unload callback function.

The UEFI events

In the UEFI terminology an event is a data object referencing a notification function which is queued for calling when the event is signaled. The following types of events exist:

  • periodic and single shot timer events
  • exit boot services events, triggered by calling the ExitBootServices() service
  • virtual address change events
  • memory map change events
  • read to boot events
  • reset system events
  • system table events
  • events that are only triggered programmatically

Events can be created with the CreateEvent service and deleted with CloseEvent service.

Events can be assigned to an event group. If any of the events in a group is signaled, all other events in the group are also set to the signaled state.

The UEFI driver model

A driver is specific for a single protocol installed on a device. To install a driver on a device the ConnectController service is called. In this context controller refers to the device for which the driver is installed.

The relevant drivers are identified using the EFI_DRIVER_BINDING_PROTOCOL. This protocol has has three functions:

  • supported - determines if the driver is compatible with the device
  • start - installs the driver by opening the relevant protocol with attribute EFI_OPEN_PROTOCOL_BY_DRIVER
  • stop - uninstalls the driver

The driver may create child controllers (child devices). E.g. a driver for block IO devices will create the device handles for the partitions. The child controllers will open the supported protocol with the attribute EFI_OPEN_PROTOCOL_BY_CHILD_CONTROLLER.

A driver can be detached from a device using the DisconnectController service.

U-Boot devices mapped as UEFI devices

Some of the U-Boot devices are mapped as UEFI devices

  • block IO devices
  • console
  • graphical output
  • network adapter

As of U-Boot 2018.03 the logic for doing this is hard coded.

The development target is to integrate the setup of these UEFI devices with the U-Boot driver model [5]. So when a U-Boot device is discovered a handle should be created and the device path protocol and the relevant IO protocol should be installed. The UEFI driver then would be attached by calling ConnectController. When a U-Boot device is removed DisconnectController should be called.

UEFI devices mapped as U-Boot devices

UEFI drivers binaries and applications may create new (virtual) devices, install a protocol and call the ConnectController service. Now the matching UEFI driver is determined by iterating over the implementations of the EFI_DRIVER_BINDING_PROTOCOL.

It is the task of the UEFI driver to create a corresponding U-Boot device and to proxy calls for this U-Boot device to the controller.

In U-Boot 2018.03 this has only been implemented for block IO devices.

UEFI uclass

An UEFI uclass driver (lib/efi_driver/efi_uclass.c) has been created that takes care of initializing the UEFI drivers and providing the EFI_DRIVER_BINDING_PROTOCOL implementation for the UEFI drivers.

A linker created list is used to keep track of the UEFI drivers. To create an entry in the list the UEFI driver uses the U_BOOT_DRIVER macro specifying UCLASS_EFI as the ID of its uclass, e.g:

/* Identify as UEFI driver */
U_BOOT_DRIVER(efi_block) = {
    .name  = "EFI block driver",
    .id    = UCLASS_EFI,
    .ops   = &driver_ops,

The available operations are defined via the structure struct efi_driver_ops:

struct efi_driver_ops {
    const efi_guid_t *protocol;
    const efi_guid_t *child_protocol;
    int (*bind)(efi_handle_t handle, void *interface);

When the supported() function of the EFI_DRIVER_BINDING_PROTOCOL is called the uclass checks if the protocol GUID matches the protocol GUID of the UEFI driver. In the start() function the bind() function of the UEFI driver is called after checking the GUID. The stop() function of the EFI_DRIVER_BINDING_PROTOCOL disconnects the child controllers created by the UEFI driver and the UEFI driver. (In U-Boot v2013.03 this is not yet completely implemented.)

UEFI block IO driver

The UEFI block IO driver supports devices exposing the EFI_BLOCK_IO_PROTOCOL.

When connected it creates a new U-Boot block IO device with interface type IF_TYPE_EFI, adds child controllers mapping the partitions, and installs the EFI_SIMPLE_FILE_SYSTEM_PROTOCOL on these. This can be used together with the software iPXE to boot from iSCSI network drives [4].

This driver is only available if U-Boot is configured with:



Load file 2 protocol

The load file 2 protocol can be used by the Linux kernel to load the initial RAM disk. U-Boot can be configured to provide an implementation with:


When the option is enabled the user can add the initrd path with the efidebug command.

Load options Boot#### have a FilePathList[] member. The first element of the array (FilePathList[0]) is the EFI binary to execute. When an initrd is specified the Device Path for the initrd is denoted by a VenMedia node with the EFI_INITRD_MEDIA_GUID. Each entry of the array is terminated by the ‘end of entire device path’ subtype (0xff). If a user wants to define multiple initrds, those must by separated by the ‘end of this instance’ identifier of the end node (0x01).

So our final format of the FilePathList[] is:

Loaded image - end node (0xff) - VenMedia - initrd_1 - [end node (0x01) - initrd_n ...] - end node (0xff)